What is the Job Description of a Regulatory Compliance Officer | Compliance Specialists Roles
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- เผยแพร่เมื่อ 20 ส.ค. 2024
- In this video, we shall discuss the Job Description of a Compliance Officer, working in a Corporate Organization or Financial Institution. The Regulatory Compliance Specialists are mainly responsible for ensuring that the organization complies with applicable laws and regulations. Compliance Officers support the Chief Compliance Officer of an organization, in performing regular compliance reviews, and risk assessments as per compliance plans and checklists. The Compliance Officer serves as a bridge between the Organization and law enforcement authorities or regulatory bodies.
For more conceptual GRC Videos please check the below links:
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