What Does An Investment Banking Compliance Officer ACTUALLY Do?
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- เผยแพร่เมื่อ 12 มิ.ย. 2024
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TIMESTAMPS:
00:00 - Intro
00:50 - IBD Compliance Overview
02:28 - Employee Pros & Cons
06:27 - Role Overview
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Curious about high finance careers? In this informative video, we explore the role of an Investment Banking Compliance Officer, providing valuable insights into their responsibilities and the critical importance of regulatory compliance in the industry.
As an Investment Banking Compliance Officer, you'll be at the forefront of ensuring that the bank adheres to legal and regulatory requirements. In this video, we dive into the key responsibilities of the role, including developing and implementing compliance policies, conducting risk assessments, monitoring transactions, and educating staff on regulatory guidelines.
Whether you're a student considering a career in high finance or a professional looking to transition into compliance, this video offers valuable information and guidance to help you understand the role and its significance within the investment banking industry.
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Surprisingly compliance is an underrated career path
Download my FREE 9-page Investment Banking Compliance guide (plus others) here: careerguides.io
Get my 'Introduction to Asset Management' 71-Page career guide here: careerguides.io/individual_guide/introduction-to-asset-management
Get my 'Introduction to Investment Banking' 100-Page career guide here: careerguides.io/individual_guide/introduction-to-investment-bankin
TIMESTAMPS:
00:00 - Intro
00:50 - IBD Compliance Overview
02:28 - Employee Pros & Cons
06:27 - Role Overview
Great video! Love this series.
Thanks!
I would love to hear about other compliance division in GC. Are the working hours, pay scale for other compliance division same as investment banking compliance division?
Awesome video 🎉🎉
Thanks!
Plz move back old format of the video. Its better to self-guess and check the pros and cons after understanding about the dept., than first being bombarded with pros and cons of things which u don't understand.
Yeah, I was thinking the same. Will do. Thanks for sharing 👍🏽
The Jim Simonds of TH-cam.
😅
Video on tax / ops next?
Ive become obsessed with Industry (HBO). Question, i know that there is a cap on bonuses. Can bankers receive tips?
Would a compliance officer in IBD get paid more for the longer hours
Not necessarily. If they have a nice manager they might get a bit more of a bonus but the compliance bonus pot is not going to be as big as the investment banking bonus pot.
more on compliance what about personal social media
nice video
Thanks!
pop up key word might be helpful
First
Compliance is a bad career. It is extremely hard to switch to more lucrative roles while having to work long hours at half of what the front office is making. Don’t waste your life doing compliance and I am saying this as a compliance officer.
I’d like to hear more on this, do you specifically mean bad career within IB? I get what you mean about making less than front office, but I wouldn’t go as far as saying bad career. You can always pivot your GRC expertise to the tech cybersecurity side as there are transferable skills. It’s not hard to switch to lucrative roles, it depends on where you want to go lol
@@thepastrypantry1983 Could you give examples on what kind of lucrative roles one can switch to from compliance? If someone were to come from a trading firm