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What certification are required for being a good Compliance Officer.
Diploma in Governance, Risk and Compliance by ICA
CHC certification through Health Care Compliance Association
A lot of companies require a legal degree first.
I am working as Senior Compliance Officer for an Asset management Company. I have done MBA In finance and i think that If you have diverse experience of different roles that would be enough to become a Compliance officer.
I worked in compliance all you have to have is a degree and then when you get hired the company will make you go for SEC or Futures license
Seeing the big picture is also a right brain activity
What certification are required for being a good Compliance Officer.
Diploma in Governance, Risk and Compliance by ICA
CHC certification through Health Care Compliance Association
A lot of companies require a legal degree first.
I am working as Senior Compliance Officer for an Asset management Company. I have done MBA In finance and i think that If you have diverse experience of different roles that would be enough to become a Compliance officer.
I worked in compliance all you have to have is a degree and then when you get hired the company will make you go for SEC or Futures license
Seeing the big picture is also a right brain activity