Compliance Training for Financial Services - Interactive Compliance Training

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  • เผยแพร่เมื่อ 1 ก.ค. 2024
  • interactiveservices.com/intera... - In June of 2016, 10 of the world’s biggest banks met in New York to benchmark their global compliance learning programs. Collectively, the study participants provide regulatory training to over 500,000 finance workers in 71 countries.
    Kim van Doorn, Managing Director at Citi and Global Head of Compliance shares her reaction to the study with Gary Collins, BNP Paribas’ Director of Compliance Management as part of a panel discussion hosted by Matt Plass, CLO at Interactive Services.
    1. How long should annual regulatory training be at a financial institution?
    2. How many languages should compliance learning be offered in?
    3. What is the roll of classroom training in compliance learning?
    4. What regulatory trainings are best suited to test-out?
    5. What mandatory training should be provided to consultants and contingent workers?
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