Series 7 Exam Retail Communications, SIE Exam, Series 6 Exam, Series 10 Exam & 24 Exam too!

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  • เผยแพร่เมื่อ 20 ม.ค. 2025

ความคิดเห็น • 27

  • @Series7Guru
    @Series7Guru  2 ปีที่แล้ว +2

    AML th-cam.com/video/LbFd5Giomi4/w-d-xo.html

  • @wendyandlisa
    @wendyandlisa ปีที่แล้ว +4

    This lecture has been INVALUABLE in helping me get the (easily forgettable or confusable) communications rules straight in my head!! THANK YOU!!!!

  • @alexmills84
    @alexmills84 2 ปีที่แล้ว +5

    Hi Dean just want to say you have helped increase my confidence in my 24 study. reading the book is just never the same as having an experienced person be able to explain the finer points. I appreciate everything you're doing for us 24 candidates

    • @Series7Guru
      @Series7Guru  2 ปีที่แล้ว +2

      Glad you find it helpful

  • @adjeleya1787
    @adjeleya1787 2 ปีที่แล้ว +1

    Very worthwhile as always. Always help me summarize what I have read and understand better. Thank you. I am retesting in a week. I wish I had gone through all your materials before testing the first time. Thanks for all you do.

  • @tyrellpatterson
    @tyrellpatterson 2 ปีที่แล้ว +1

    These carve outs have been very helpful to reinforce my understanding. Thank you Dean

    • @Series7Guru
      @Series7Guru  2 ปีที่แล้ว +1

      Glad you found them helpful

    • @tyrellpatterson
      @tyrellpatterson 2 ปีที่แล้ว +1

      @@Series7Guru I even made a joke that helped me understand the “Call Up, Put Down… you ready for it?
      How does someone know they have intrinsic value after the first date? If they get a Call for a second date. 🫢 😂😂😂😂

    • @Series7Guru
      @Series7Guru  2 ปีที่แล้ว +1

      @@tyrellpatterson might have to steal that one. Lol

  • @aarondelacruz6999
    @aarondelacruz6999 2 ปีที่แล้ว +4

    This is the lecture I have been waiting for

    • @Series7Guru
      @Series7Guru  2 ปีที่แล้ว

      Glad you found it helpful.

  • @JaykUS354
    @JaykUS354 ปีที่แล้ว +1

    Thanks, Dean! 20min well spent 💪🏼

    • @Series7Guru
      @Series7Guru  ปีที่แล้ว

      Glad you found it helpful.

  • @njperuviankid
    @njperuviankid ปีที่แล้ว +1

    thank you Dean, preparing for s7

  • @criscurtean
    @criscurtean 6 หลายเดือนก่อน +1

    Thanks for this carve out Dean. The textbook explanations should go into the ERISA category if you know what I mean. Retail communications is heavy on my series 6 practice exams, especially the little detailed ones like the VL disclosures came up. I made flashcards and feel much more prepared.

    • @Series7Guru
      @Series7Guru  6 หลายเดือนก่อน

      Make sure you know the rules for hypothetical illustrations in variable life

  • @xMiggg
    @xMiggg 2 ปีที่แล้ว +1

    Great content!!

  • @jennabeekman7582
    @jennabeekman7582 ปีที่แล้ว +2

    For retail communications concerning derivatives, is the filing requirement within 10 days or full 10 days prior to first use?

    • @Series7Guru
      @Series7Guru  ปีที่แล้ว

      Derivatives are 10 days prior to first use

    • @jennabeekman7582
      @jennabeekman7582 ปีที่แล้ว +1

      Thank you!

    • @Series7Guru
      @Series7Guru  ปีที่แล้ว

      @@jennabeekman7582 de nada

    • @agentalbert
      @agentalbert 9 หลายเดือนก่อน +1

      @@Series7Guru Thank you, that was my question as well. I think that slide you can see at the 8:30 mark may need updated to indicate "prior to first use" instead of just "within 10 business days.".

  • @Wai755
    @Wai755 11 หลายเดือนก่อน +1

    I seen “public appearance”, will this ever be a choice or there is only three types of communication ? If the registered rep went to a radio station or Tv show to talk about investment is that still consider as retail communication? Thanks!!!

    • @Series7Guru
      @Series7Guru  11 หลายเดือนก่อน

      You will not see public appearance on a FINRA exam unless it is a 9/10 or 24.