Trade Life Cycle-Part 1| Equity Settlement Process| Clearing House| Back Office Operations|

[@sumitramakrishna]

Awesome explaination of the trade flow in a single frame. I'm inspired now to watch rest of your videos. Kudos to you and thanks a lot!

[@FinExTraining]

🙏🙏🙏😊Very encouraging!!!

[@OneLinerQuotesDaily]

Perfect ...Perfect ...and Perfect ... Thanks FinEx.

[@FinExTraining]

Thank you so much! 🙏😊 Pls feel free to watch other videos as well. Happy Learning.

[@neerajsrivastava6177]

One of the best explanations of the end to end trade lifecycle. Thank you so much for this video.

[@FinExTraining]

Very encouraging! So kind of you!🙏🙏😊

[@poojalingayat694]

Such an excellent way of telling each step. Well now onwards I will never forget TLC. Thank you, sir.

[@FinExTraining]

Thank you, Pooja for watching the video and commenting!

[@mrinalpradeep3025]

Great explanation of the entire TLC. Very clear and detailed.

[@FinExTraining]

🙏🙏😊Thank you so much! Feel free to watch other videos as well. Happy Learning.

[@dzn8575]

Best video I have seen so far on TLC. It is very detailed. Thank you for sharing 👍

[@FinExTraining]

Thank you so much! Feel free to watch other videos as well.

[@nalluripardhasaradhi18]

cleared all my doubts in one shot

[@FinExTraining]

Thank you 🙏🙏😊

[@sri4132]

This is the best explanation

[@FinExTraining]

Thank you so much for watching the video. Happy Learning. Feel free to watch other videos as well. 🙏😊

[@shrutiradkeradke9942]

Hello sir I am watching all your videos that helped me a lot to clear all my concepts easily help me to crack my interview I am placed at Wipro thank you sir😊

[@FinExTraining]

@@shrutiradkeradke9942 Congratulations for getting placed. Thank you so much for your kind comments. Happy Learning :)

[@danglingcrux154]

I'm working in leading exchange of India. I knew these things, but I used to get confused sometimes. You cleared all my doubts 😊

[@FinExTraining]

Glad to hear that. Thank you so much for commenting! It encourages a lot! Feel free to watch other videos as well.

[@csshalaka001]

One of the best video on TLC till date.. Concepts and each stage of settlement has been explained very clearly and patiently..One can remember the entire process even if heard twice with attention.. 👍👍

[@FinExTraining]

Your words are highly encouraging! Thank you so much! Feel free to watch other videos as well. Happy Learning.🙏😊

[@seepesharma1426]

Thank you for making this so simple ..though it's definitely not a thing that can be explained so easily...kudos!🎉

[@FinExTraining]

Thank you so much for watching the video and commenting! Happy learning.

[@jessicagreene8083]

Finally, I understand the difference between the exchange and clearing house.

[@FinExTraining]

Thank you for watching the video and commenting.

[@vibingwithsoumyaa]

Best vdo.. thanku so much sir! You made it easier for us👍👍🙏🙏

[@FinExTraining]

Thank you so much for watching the video, Soumya🙏😊. Feel free to watch other videos as well. Happy Learning!

[@vibingwithsoumyaa]

Yaa sure sir🙏

[@shrutiradkeradke9942]

Thank you for sharing hard and useful information in a very easy way you are making amazing videos sir.

[@FinExTraining]

Thank you so much for watching the video and commenting. Your comments are very encouraging @shrutiradkeradke9942 . Feel free to watch other videos as well.

[@omar_alanany]

What a great breakdown!

[@FinExTraining]

Thank you, Omar! Feel free to watch other videos as well.

[@AdityaSinghRajawat-vq8ww]

Best ever explanation I've ever witnessed in my entire Life.. Thank You So Much Sir..!!! God Bless You Always..

[@FinExTraining]

Thank you so much, Sir🙏🙏😊

[@rickykumar8595]

This is 1st video on i am watching where very clearly explained and very basic points are explained and these are very lucrative for any reconciliation interview.👍

[@FinExTraining]

Thank you for watching the video and commenting, Ricky Kumar!!😊🙏

[@jeyaprakash123]

Good explanation

[@FinExTraining]

Thanks for liking and commenting.

[@suruthisubhalakshmi4883]

Captivating explanation

[@FinExTraining]

Thank you so much for watching the video and commenting! Feel free to watch other videos as well.

[@ca_saurabhgoyal]

Explained the concept very nicely and indepth!

[@FinExTraining]

Thank you so much! Feel free to watch other videos as well. Happy Learning.🙏😊

[@harapriyamohanta5520]

Clearly explained.. now I understood why UBS said no to me 😀. Thank you sir 🙏. Sir please made some videos about reconciliation and hedge fund

[@FinExTraining]

Sure. Will make it. Thank you so much for watching the video!🙏🙏😊

[@harshaani4799]

Hello sir,
Any updates about reconciliation videos?

[@FinExTraining]

@@harshaani4799 hi Harsha, just finished writing the content for Reconciliation. Will make video and upload the content in a week's time for sure.

[@harshaani4799]

@@FinExTraining Thank you sir for your prompt responce...I have small doubt in Trade life cycle class...What is difference between custodian and depository?..Why we are using both words ..Can u please explain me sir?

[@FinExTraining]

@@harshaani4799 cool. Will make a small video on this doubt and explain it.😊

[@mashhuraakhmedova2921]

Excellent explanation 🎉

[@FinExTraining]

Thank you so much for watching the video and commenting! Happy learning.

[@smritinegi8287]

You are very knowledgeable 😊

[@FinExTraining]

Thank for watching the video and commenting, Smriti! Its very encouraging.

[@satyasaijaddu355]

Superb Explanation Really Super

[@FinExTraining]

Thank you so much, Satyasai🙏😊. Freely free to check out other videos as well. Happy Learning.

[@vineethmaddi]

Awesome explanation Sir. Though there are many videos on TLC, the way you explain things makes a difference. I have a few queries.
1) How different is the Trade Life Cycle for an institutional investor, as compared to a retail investor
2) You mentioned that buyer and seller do not know one another throughout the TLC, so how do they resolve the trade discrepancies like quantity/settlement instructions mismatch etc.,
3) At which step does the pre-settlement matching happens, like they say Matched, Unmatched and who does this

[@FinExTraining]

OTC Trade Life Cycle? Which platforms are used for OTC Trade
th-cam.com/video/Z3RH75Pg2tM/w-d-xo.html

[@FinExTraining]

Reasons for a Failed Trade| Trade Life Cycle-Part2|Buy-in and Sell-out| Auction
th-cam.com/video/apyKagwVNVA/w-d-xo.html

[@FinExTraining]

1-How didferent is TLC for retail investor---Its more or less same. Retail Investor will not affirm the trade. If they dont reply to their contract note sent over mail (confirmation), it is automatically taken as affirmation.
2- For the 2nd question, pls watch the video on Reasons for a failed trade.
3- Before Clearing, matching steps happens.

[@vineethmaddi]

@@FinExTraining Thank you Sir

[@syedsadiq2534]

Nicely explained. I was kind of struggling to understand the concept. There were too many doubts and questions with regards to the same.. Glad I found this video.

[@FinExTraining]

Thank you so much for watching the video and commenting. Feek free to watch other videos as well. Happy learning.😊

[@poojasrikumar250]

This video is so clear and precise! Thank you.

[@FinExTraining]

Thats very encouraging! Thank you. Feel free to check out other videos as well. Happy Learning!

[@sarangmaskepatil6739]

Supperrrrr explanation 🎉🎉

[@FinExTraining]

Thank you so much for watching the video and commenting! Feel free to watch other videos as well. Happy Learning.

[@niveditawaghmare3058]

Outstanding explanation

[@FinExTraining]

Thank you so much for watching and commenting! Free free to watch other videos as well.

[@nishantsinha278]

Extremely happy with the Video, clearly explained, well done...

[@FinExTraining]

Thank you so much Nishant! 🙏🙏😊

[@kishorwagh5233]

Detailed orientation, thanks for sharing

[@FinExTraining]

Welcome🙏🙏

[@nehaphutanekar9106]

Can you please what happens T+1 I don't see that in the video

[@FinExTraining]

Affirmation happens.

[@Perspectivesbyme]

Awesome explanation it will help me for my interview tomorrow 😊

[@FinExTraining]

Thanks for watching the video and commenting! I wish you all the best for your interview. 👍😊

[@deepadoddamani4589]

you explained very nicely.. keep uploading such videos

[@FinExTraining]

Happy Learning :)

[@leenabadgujar2313]

Very clear basic and amazing explanation specially for a beginner like me. Thank you :)

[@FinExTraining]

Thanks for watching the video and commenting, Leena!

[@subramanianvenkataraman593]

Wonderful explanation 👏👏👏😊

[@FinExTraining]

Thank you! 😃 Feel free to watch other videos as well. Happy Learning.

[@Manikandan-kb8db]

Awesome Sir clearly explained 😊

[@FinExTraining]

Thank you so much for watching the video nd commenting. Feel free to watch other videos as well.Happy learning.

[@Satyakam85]

Great video Ashok. really clearly explained

[@FinExTraining]

Thank you so much for watching the video and commenting! Feel free to watch other videos as well. Happy Learning.

[@naitikshah3093]

Very nicely explained 👍

[@FinExTraining]

Thank you Naitik! Very encouraging🙏😊

[@leighmoralde]

Thank you very much for this very detailed explanation!! I learned a lot on this training. Kudos!

[@FinExTraining]

Very encouraging words! Feel free to watch out other videos as well. Happy Learning. 🙏😊

[@anushyad6153]

I have some doubts sir. If the clearinghouse is dtc, stock exchange should be in US. Is it correct?

[@FinExTraining]

Yes, correct

[@adityanarendra3905]

good one .... very knowledgable video.Great job boss.

[@FinExTraining]

Thank you so much Aditya🙏😊. Feel free to watch other videos as well.

[@sgcreation6645]

Thank u sir for valuable time...❤

[@FinExTraining]

@@sgcreation6645 🙏🙏

[@MuhammedJazel]

Good video, I have a video may I now where the Register and Share transfer agent role in this, Could you please explain that as well may be in next video.

[@FinExTraining]

Registrars and Transfer Agents get the beneficiary owner's name from the Depository at the time of paying Dividends or any Corporate Actions. Will try to make a video in future. Thanks for watching and commenting.

[@eddanapudir]

Thankyou. Very well explained.

[@FinExTraining]

Thank you so much! Feel free to check out other videos as well! Happy Learning🙏😊

[@suvigyanidhipandey8522]

that was really a well explained video...thankyou so much

[@FinExTraining]

🙏😊Thank you so much for watching the video, Suvigya Nidhi. Happy Learining.

[@ramalingamramapraba856]

Hello Sir, Trade life cycle video is fantastic.. i could say the best one ..awesome explanation sir

[@FinExTraining]

Thank you so much! Highly motivating!🙏🙏🙏😊

[@chandrakalarai4166]

Awesome Ashok 👍👍👍

[@FinExTraining]

Thank you so much!

[@rajachitluri610]

Excellent video. A small correction required. The settlement cycle in the US is T+2 for equities.

[@FinExTraining]

Hi Raja, yes, most of the stock settle in T+2 working days in US now. Thank you.

[@anusharaju7280]

Very useful and well explained sir , pls post more such videos

[@FinExTraining]

Thank you so much for watching the video and commenting. I have mde quite a few such videos. U can go to the playlist of "Investment Banking Operations" and watch all those videos. Attaching one video below:
OTC Trade Life Cycle? Which platforms are used for OTC Trade
th-cam.com/video/Z3RH75Pg2tM/w-d-xo.html

[@anusharaju7280]

@@FinExTraining Thankyou sir , please post tutorial on margin lending

[@d.poornimayadav5702]

Very well explained... Thanks ☺️

[@FinExTraining]

Thank you so much! Very encouraging. 🙏😊

[@anushyad6153]

Awesome explanation thank you soo muchhh sir...so clear

[@FinExTraining]

Thank you so much for watching the video and commenting!

[@samuel9819]

Superb Ashok
Well explained

[@FinExTraining]

Thanks Sam! 🙏🙏

[@nishusharma007]

Sir awesome video it’s explain everything and every stage. I was so confused what happens during enrichment now understood very well

[@FinExTraining]

Thank you so much! Very encouraging! Pls feel free to check out other videos as well and give your valuable comments. It will help me to make more useful videos for all. 🙏🙏😊

[@frasersimpson8256]

perfect explanation bro thank you

[@FinExTraining]

Thank you so much for watching the video and commenting! Feel free to watch other videos as well. Happy Learning.

[@SaichandChilakapati]

Crisp and clear Mr. Ashok Kumar. Explained with ease and understandable capacity in a layman perspective. Explained from core with a work flow giving a brief idea. Thanks a lot. Keep rocking. 😊❤👏🙌👍

[@FinExTraining]

Thank you so much, Saichand! Feel free to watch other videos as well. Happy Learning :)

[@SaichandChilakapati]

@@FinExTraining Sure, Would like to understand the same TLC for OTC products. Bcz as we know there won't be any exchange for OTC. Thanks.

[@FinExTraining]

@@SaichandChilakapati OTC Trade Life Cycle? Which platforms are used for OTC Trade
th-cam.com/video/Z3RH75Pg2tM/w-d-xo.html

[@SaichandChilakapati]

@@FinExTraining This is helpful. Thanks.

[@TravellingMumbaikar]

Superb session sir..very well explained...

[@FinExTraining]

Thank you so much Prashant! Very encouraging!🙏

[@prasannababujestadi7810]

Thanks for explanation clearly

[@FinExTraining]

Thank you for watching the video and commenting! Feel free to watch other videos as well. Happy Learning.

[@sukumarmurugesan8764]

Nicely elucidated.

[@FinExTraining]

Thank you so much, Sukumar!🙏😊

[@pallaviingale8266]

Thank you so much i really appreciate your teaching 😊

[@FinExTraining]

Thank you so much!🙏🙏

[@sowmyashree1014]

Thank you Sir for clearly explained, where is part 2?

[@FinExTraining]

Reasons for a Failed Trade| Trade Life Cycle-Part2|Buy-in and Sell-out| Auction
th-cam.com/video/apyKagwVNVA/w-d-xo.html

[@FinExTraining]

OTC Trade Life Cycle? Which platforms are used for OTC Trade
th-cam.com/video/Z3RH75Pg2tM/w-d-xo.html

[@VicSMeIsTeR]

Spot on, thanks

[@FinExTraining]

Thank you so much for watching the video and commenting! Feel free to watch other videos as well. Happy Learning.

[@chetanchoudhary570]

In this complete cycle where reconciliation is coming into the picture.

[@FinExTraining]

Trade Enrichment and Trade validation/verifications are internal reconciliation. External reconciliation happens between Custodian and Depository, Client and Broker, Broker and Exchange and so on.

[@ganeshchellaswamy701]

Great Explain Ashok 👍

[@FinExTraining]

Thanks a lot!🙏🙏😊

[@meetmehta3995]

Thank you sir .

[@FinExTraining]

Welcome! Feel free to check out other videos as well. Happy Learning!😊

[@a.refathfathima.refath9416]

Awesome video, really appreciate it.. Thank you so much

[@FinExTraining]

Thanks Fathima! Very encouraging🙏 Feel free to check out other videos as well. Happy Learning😊

[@honeylemontea]

great video! Can you please share what hardware and technology product do you do you use when you draw and write ?

[@FinExTraining]

There is a writing tablet and pen available from Rs.3000 to over Rs.50000 in Amazon from companies like Huion and so on. U have to just connect this writing tablet to your laptop. Down Microsoft OneNote.to write on it. That much only needed.

[@Superfast_express]

Thank you so much.
I finally have got some clarity on the Trade life cycle after doing many courses, some with India’s top coaches too.
Big thank you Sir! 🙏🏽
Now that we are at T+1, can we request you to make a video on how it impacts this timeline?
😊

[@FinExTraining]

Thank you so much for your comments! We have moved to T+0 as well. All steps remains the same, only the days are pre-poned taking automation help. Highly occupied with otherwork. Will create a video properly on T+0 settlement of India someday. 😊

[@trevor9545]

Boss your explained really well.. M subscribed your channel👍

[@FinExTraining]

🙏🙏😊 Thank you so much!

[@SuperAbhishek333]

Thanks bro, Keep up the good work 😀

[@FinExTraining]

Thank you so much for the comments. Happy Learning. Feel free to watch other videos as well.

[@nivi024]

Hi Ashok ji! Can u post updated video wrt T+1 and T+2 trade cycle? Also do u still take any courses on settlements?

[@FinExTraining]

Not taking any course on settlements. I conduct training only for CFA. Will upload the new version of settlements in couple of months. Highly occupied now. Thank you for your feedback.

[@HeidisHome]

Good one

[@FinExTraining]

Thank you so much for watching the video and commenting! Feel free to watch other videos as well.

[@anupnerkar5272]

Thank you so much sir

[@FinExTraining]

Thank you so much for watching the video and commenting! Feel free to watch other videos as well. Happy Learning.

[@shivanisaniyan2102]

Thanks for explanation can you please make video of basic concept of trade and settlement

[@FinExTraining]

Thanks Shivani for watching the video and commenting! Will make more videos on trade and settlement in future for sure.

[@horizonvariations]

When and where does trade allocation happen?

[@FinExTraining]

Thank you for your question! Trade Allocation happens after Trade Enrichment if a bulk Trade is placed for various accounts. Example, A Mutual Fund can buy shares and allocate it to various funds. So, in this case, trade allocation will be required. For a retail trade, Trade Allocation step is not required.

[@horizonvariations]

@@FinExTraining thanks, so it happens in middle office then?

[@FinExTraining]

@@horizonvariations yes

[@horizonvariations]

@@FinExTraining Very informative video, thanks!

[@FinExTraining]

@@horizonvariations Feel free to check out other videos as well. Happy Learning!🙏😊

[@educativetv2170]

Thank you very much n explanation was in next level n everyone can understand ❤️loved ur work ❤️

[@FinExTraining]

Thank you so much for such encouraging words! Feel free to check out other videos as well.🙏🙏😊

[@amrutatathe8175]

Nicely explain Ashok.Well done ✅ Awaiting such knowledge sessions

[@FinExTraining]

Thank you so much, Amruta!

[@digantshah1116]

Thank you very much for sharing. However, at 19:50 you mentioned the settlement stage. So, doesn't it have to be T+3 back office?

[@FinExTraining]

Thank you, Digant for your question. Settlement happens on T+3 back office only in US.

[@neeraj155]

Is it still T+3 in US as far as I know US moved to T+2 in 2017...correct me if I am wrong

[@FinExTraining]

@@neeraj155 Thank you for your comments. Yes, you are correct. For most stocks, it is T+2 working days now, however, not for all. I have elaborated the steps for all 3 days here.

[@gjhxfy754ghh]

Sir, where does risk management come into picture?

[@FinExTraining]

Answered in the previous coomment along with your comments.

[@anushyad6153]

Hi Sir, can you please explain the concept of collateral in trades

[@FinExTraining]

@@anushyad6153 Collateral Management with numeric example| Repo-Reverse Repo
th-cam.com/video/32S9UjO-RdE/w-d-xo.html

[@vaibhavmule1522]

Thanks For Sharing This Information Video in Very Simple Language. Plz make another video on EXCHANGE OTC

[@FinExTraining]

OTC Trade Life Cycle? Which platforms are used for OTC Trade
th-cam.com/video/Z3RH75Pg2tM/w-d-xo.html Pls go through the attached video for OTC Trade Life Cycle.

[@md.mosarafhossainkhan5]

because its hard doesn't make it impossible! Stay safe!

[@FinExTraining]

🙏

[@eddanapudir]

Hi FinEx Training, Thanks for very detailed explanation on this topic. Helps a lot. Any idea where Market Data Handlers sit in the whole picture please?

[@FinExTraining]

They fit in Portfolio valuation. As the securities price keeps changing, latest data is collected from Market Data handlers to value securities. They may fit in many other work also. This is just one example I have given.

[@mangeshpandit2928]

Nice

[@FinExTraining]

Thank you so much!

[@neerajsrivastava6177]

Can you please make some videos explaining structured products and exotic options..

[@FinExTraining]

Sure. Will certainly make it. Pls give me a week's time.🙏🙏😊

[@swagathjain8164]

Hii. It's really helpfull to understanding the trade settlement. Can you please give the clean picture of of problems facing the trade settlement, like if trade was not settle what will happen and bad delivery in trade settlement. If trade settlement settled incorrectly what will happen.,? Etc.. It will help s to those who are looking for jobs in trade settlement.
Thank you 🥰🥰🥰

[@FinExTraining]

Sure Swagath. Will make a video soon and post it in a week's time. Thank you. Happy Learning. 🙏

[@sushantkumardas3848]

Nic explained plz share OTC markets.

[@FinExTraining]

Thank you so much Sushant! Will certainly make on OTC products in few days. In the meanwhile, feel free to check out other videos of this channel and give your feedback. Happy Learning!👍

[@FinExTraining]

Hi Sushant, uploaded video for OTC Markets now. Kindly, check it.

[@rsedytube]

Excellent, This is what I was looking. Thank you so much. also if you can provide a video on Straight Through Processing it would be great

[@FinExTraining]

Sure. Will try to do it. Thanks for watching the video. Happy Learning.

[@sri4132]

@Mr Ashok…is there a way we can get the transcript of this presentation? TIA

[@FinExTraining]

finextraining.com/general-finance/trade-life-cycle-of-equities/

[@FinExTraining]

finextraining.com/career/otc-trade-life-cycle/

[@FinExTraining]

finextraining.com/uncategorized/service-provider-platforms-for-otc-market/

[@sri4132]

Thanks a lot. Very useful

[@mrinalmathur2048]

Very well explained Thanku so much, I have one query if you can explain. This trade was exchange traded what if the the trade was OTC product. Then on which platform broker would find another leg(matching trade)

[@FinExTraining]

Difficult to explain in one line, however, appreciate your question. Pls give me some days of time. Busy with some work. Will make a full fledged video on OTC Trade Life Cycle. In the meanwhile, feel free to check out other videos as well. Thanks you!

[@FinExTraining]

Hi Mrinal, uploaded a video on OTC market. Hope it answers ur query on OTC platforms.

[@mrinalmathur2048]

@@FinExTraining Thanku so much sir, u are the best.. 😊😊

[@FinExTraining]

🙏🙏🙏😊 Happy Learning.

[@mayurikanandi3698]

Sir please make video in asset management and invoices and Payments cycles

[@FinExTraining]

Sure, will make it. In the meanwhile, pls click on the playlist link given here. It is about Alternative Investment. It covers some part of Asset Management.
Alternative Investments
th-cam.com/play/PLwguaD9Dhp493-rVO1pQFN3KYhkD-y0FY.html

[@HarjinderKaur-jy6mr]

Hey can you provide notes on investment banking pls

[@FinExTraining]

Investment banking is a very wide topic. If u specifically mention your question, I can try to help u out. U may call me on 9840032032 if u want to discuss it.

[@bhanupriya2528]

Thank you Sir

[@FinExTraining]

Most welcome. Feel free to watch other videos as well.

[@Veeramanik-o9n]

Sir - What is the name of us Clearing House

[@FinExTraining]

India's clearing houses are NSCCL and ICCL.

[@Lokesh-bm5ry]

If you listen to him very carefully you will excel

[@FinExTraining]

Thank you so much, Lokesh! Very encouraging!

Great presentation. But it's more perfect if you can use a process flow or something for more clear about the process. Thanks a lot

[@FinExTraining]

Thanks for the feedback! Will certainly consider it. 👍

[@311golu]

Excellent video. Very well explained , could you also explain the reconciliation part as well.

[@FinExTraining]

What is Reconciliation?
th-cam.com/video/pf053s8hIUU/w-d-xo.html

[@FinExTraining]

Reconciliation happens after Trade gets settled. Have attached the link for Reconciliation. Kindly watch it. Happy Learning!👍😊

[@prathima09prakash]

Hello sir I am new to trading but your video gave very good information however a small request if you can give more details on settlement instructions step what is standard settlement and non standard when will we get null it will be very helpful for me.
Thank you

[@FinExTraining]

Will make a video and explain in a week's time. Thank you! In the meanwhile, feel free to watch other videos as well. Thank you! Happy Learning.

[@sandeepreddy9594]

where is the part 2 video of Trade cycle ?

[@FinExTraining]

Reasons for a Failed Trade| Trade Life Cycle-Part2|Buy-in and Sell-out| Auction
th-cam.com/video/apyKagwVNVA/w-d-xo.html

[@FinExTraining]

OTC Trade Life Cycle? Which platforms are used for OTC Trade
th-cam.com/video/Z3RH75Pg2tM/w-d-xo.html