I had 10 days to pass the 63 for a new job. I bought the series 63 pass through the website and went through hundreds of questions. Thanks for helping me pass.
Wooo hooo! So proud of your hard work. Thank you for being a PassMasters student. I am grateful to be part of your journey and wish you all the best in the future!😀
I passed my SIE, series 6 a couple weeks ago and my series 63 today with the help of Suzy! Listening to these quiz videos as a comprehension check is how I get by! I also like to listen to the video series covering my topic on my way to the exam to build confidence. I always get an extra point or two from the fresh revision. Thank you PASSMASTERS and Suzy!!!
Gotta be honest, this exam you just did was HARD. Which I believe is the exact kind of exam that should be expected to be seen in real life. Thanks for this. I had to review it 3 times
If English is not your first language, it can be helpful to use the LEP form that your broker can sign for you. This will give you a 30-minute extension for the test, which can be very useful.
This a great point! When English is your second language extra testing time is available on all of the exams EXCEPT the SIE. It is particularly helpful for 63/65 and 66 exams 😀
RR is the right of rescission...and the 30 stands for 30 days. So if you realize you sold a security in violation of the act you offer your client the right of rescission (along with the compliance department at your firm)....the client has 30 days to take you up on this offer, after 30 days they can not sue you. 😀Thanks for watching! Happy to be of help!
You are well on your way. Keep on working through the 63 playlist. Keep up the good work! 😀Thanks for watching. Don't forget, the real exam is very long and wordy, and you have just over a minute a question, so be careful with your time!
Great question. Since they are written by different entities, yes, I would expect roman numerals still on the NASAA exams (65, 63, 66). FINRA writes the SIE and top-offs (and other exams too). Thanks for watching. 😀
C is describing a matched order. Both B and C fall into the prohibited practice of market manipulation. Matched orders occur when parties within the securities industry agree to buy and sell securities among themselves so as to create the misleading appearance of active trading. A wash trade occurs when an investor buys a security through one brokerage account but sells it through another. Keep up the good work. Thanks for watching. 😀
Just remember that the laws of the state in which the crime occurred are the only laws that matter. So if Howard was convicted of a crime that was in state A a misdemeanor and then he moves to another state (state B) and that states considers that crime to be a felony, it can't be held against him as a felony...only the laws of the state where the crime occurred matter. Keep up the good work. Thanks for watching 😀
I had 10 days to pass the 63 for a new job. I bought the series 63 pass through the website and went through hundreds of questions. Thanks for helping me pass.
Wooo hooo! So proud of your hard work. Thank you for being a PassMasters student. I am grateful to be part of your journey and wish you all the best in the future!😀
I passed my SIE, series 6 a couple weeks ago and my series 63 today with the help of Suzy! Listening to these quiz videos as a comprehension check is how I get by! I also like to listen to the video series covering my topic on my way to the exam to build confidence. I always get an extra point or two from the fresh revision. Thank you PASSMASTERS and Suzy!!!
WOOOO HOOOOO! Congratulations! So proud of you. Grateful to have helped you along the way. I wish you all the best 😀
Gotta be honest, this exam you just did was HARD. Which I believe is the exact kind of exam that should be expected to be seen in real life. Thanks for this. I had to review it 3 times
Yes, you are absolutely right! Mental gymnastics for sure. Thank you for watching 😀
very interesting to see how the questions like (placement, layering, and integration) is not talked about in the Kaplan Book
Thanks for watching! 😀
If English is not your first language, it can be helpful to use the LEP form that your broker can sign for you. This will give you a 30-minute extension for the test, which can be very useful.
This a great point! When English is your second language extra testing time is available on all of the exams EXCEPT the SIE. It is particularly helpful for 63/65 and 66 exams 😀
What is the remaining phrase of the 535 32 RR30? The RR30 is a memorandum for what? Also thank you for making these videos it’s great practice!
RR is the right of rescission...and the 30 stands for 30 days. So if you realize you sold a security in violation of the act you offer your client the right of rescission (along with the compliance department at your firm)....the client has 30 days to take you up on this offer, after 30 days they can not sue you. 😀Thanks for watching! Happy to be of help!
is a 78% on this a good barometer that I will be ready and pass this exam?
You are well on your way. Keep on working through the 63 playlist. Keep up the good work! 😀Thanks for watching. Don't forget, the real exam is very long and wordy, and you have just over a minute a question, so be careful with your time!
Are they still using the Roman numeral/ stem questions ? I know SIE and 6 they moved away from it
Great question. Since they are written by different entities, yes, I would expect roman numerals still on the NASAA exams (65, 63, 66). FINRA writes the SIE and top-offs (and other exams too). Thanks for watching. 😀
Isn't question 31 answer C?
C is describing a matched order. Both B and C fall into the prohibited practice of market manipulation. Matched orders occur when parties within the securities industry agree to buy and sell securities among themselves so as to create the misleading appearance of active trading. A wash trade occurs when an investor buys a security through one brokerage account but sells it through another. Keep up the good work. Thanks for watching. 😀
Q11 answer isC 😮😮😮??? So confusing
Just remember that the laws of the state in which the crime occurred are the only laws that matter. So if Howard was convicted of a crime that was in state A a misdemeanor and then he moves to another state (state B) and that states considers that crime to be a felony, it can't be held against him as a felony...only the laws of the state where the crime occurred matter. Keep up the good work. Thanks for watching 😀