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CCL Academy
United Kingdom
เข้าร่วมเมื่อ 14 มี.ค. 2019
On CCL Academy's channel you will find regular compliance and regulatory news updates, virtual events addressing the latest regulatory changes and bite-sized training videos on key compliance, regulatory and financial services awareness topics.
CCL Academy deliver compliance, AML and regulatory training courses to financial services firms and have rom their offices in the UK and the UAE.
New delivery options available include:
- Virtual Training Courses - get online access to our expert GRC trainers
- Take your training to the next level with eLearning +
Visit our websites to find out more.
CCL Academy deliver compliance, AML and regulatory training courses to financial services firms and have rom their offices in the UK and the UAE.
New delivery options available include:
- Virtual Training Courses - get online access to our expert GRC trainers
- Take your training to the next level with eLearning +
Visit our websites to find out more.
Conduct Rules eLearning for Senior Management Sample
Our Conduct Rules eLearning module is designed for Senior Management across financial services firms.
It cover how the Conduct Rules impact staff that are considered Senior Managers under the regime, using realistic, interactive scenarios to explore the regulatory requirements and current Financial Conduct Authority (FCA) expectations, including the Consumer Duty.
Other versions are also available for Conduct Staff and Certification Staff.
Find out more and request a full demonstration today: www.cclacademy.co.uk/courses/conduct-rules-elearning/?YT&
It cover how the Conduct Rules impact staff that are considered Senior Managers under the regime, using realistic, interactive scenarios to explore the regulatory requirements and current Financial Conduct Authority (FCA) expectations, including the Consumer Duty.
Other versions are also available for Conduct Staff and Certification Staff.
Find out more and request a full demonstration today: www.cclacademy.co.uk/courses/conduct-rules-elearning/?YT&
มุมมอง: 36
วีดีโอ
Conduct Rules eLearning for Conduct Staff Sample
มุมมอง 3728 วันที่ผ่านมา
Our Conduct Rules eLearning module is designed for conduct staff across financial services firms. It details the conduct rules, what they are and who they apply to. This module provides staff with awareness of the conduct rules, and instills a foundation of understanding of the expected conduct for all levels of staff at the firm. It uses realistic, interactive scenarios to explore the regulato...
Anti-Bribery & Corruption eLearning Sample
มุมมอง 5128 วันที่ผ่านมา
Our ABC module is designed specifically for front and back office staff within financial services firms. It puts bribery and corruption in context, outlines its various forms and looks at best practice laws and regulations to minimise it, including the UK Bribery Act and the US Foreign Corrupt Practices Act. The module contains real-life examples and interactive case studies to help learners un...
Anti-Money Laundering eLearning Sample
มุมมอง 5528 วันที่ผ่านมา
This covers the legal and regulatory requirements of Anti-Money Laundering (AML), Counter Terrorist Financing (CTF) and Counter Proliferation Financing (CPF) as they apply to staff at an introductory level. This eLearning module has been designed for all staff across a financial services firm. It provides staff with the awareness and core understanding they need. For course details and more, vi...
Consumer Duty: The New Normal eLearning Sample
มุมมอง 5128 วันที่ผ่านมา
Our Consumer Duty eLearning module is designed for front and back office staff within financial services firms. It provides an overview of the behaviours required to comply with the Consumer Duty, and the anticipated outcomes for consumers. This is a new module for 2024 which takes into account the developments in the Duty since its introduction, and therefore, reflects the following: - The sec...
Conduct Rules eLearning for Conduct Rules staff, Certification staff, and SMF Holders
มุมมอง 1777 หลายเดือนก่อน
This eLearning module clearly details the conduct rules, what they are and who they apply to. It provides the perfect solution to raising awareness and instilling a foundation of understanding of the expected conduct for all levels of staff at the firm. To find out more or to book a demo, visit: www.cclacademy.co.uk/courses/conduct-rules-elearning/?
Consumer Support Outcome, Nigel Sydenham, VCM Video Preview
มุมมอง 26ปีที่แล้ว
In this sample preview from a tutorial in our Virtual Compliance Mentor, Nigel Sydenham provides a detailed review of last of the four required outcomes under the Consumer Duty - the consumer support outcome. Access the full video and other compliance learning resources with our Virtual Compliance Mentor (VCM) - a highly engaging, dedicated, on-demand learning platform for Compliance & Financia...
Consumer Understanding Outcome, Nigel Sydenham, VCM Video Preview
มุมมอง 24ปีที่แล้ว
In this sample preview from VCM - the Virtual Compliance Mentor, Nigel Sydenham shares a detailed review of third of the four required outcomes under the Consumer Duty - the consumer understanding outcome. Access the full video and more tutorials with VCM - a dedicated, on demand learning platform designed for Compliance & Financial Crime Compliance (FCC) professionals. Learn more: www.cclacade...
Fair Treatment of Vulnerable Customers, Nigel Sydenham, VCM Video Preview
มุมมอง 73ปีที่แล้ว
In this sample preview from a tutorial in our Virtual Compliance Mentor, Nigel Sydenham provides a review of the FCA’s requirements in relation to vulnerable customers, and the practical impact of these expectations. Access the full video and other compliance learning resources with our Virtual Compliance Mentor (VCM) - a highly engaging, dedicated, on-demand learning platform for Compliance & ...
Consumer Duty: Price and Value Outcome Tutorial, Peter Haines, VCM Video Preview
มุมมอง 72ปีที่แล้ว
In this sample preview from VCM - the Virtual Compliance Mentor, Peter Haines shares a detailed review of second of the four required outcomes under the Consumer Duty - the price and value outcome. Access the full video and more tutorials with VCM - a dedicated, on demand learning platform designed for Compliance & Financial Crime Compliance (FCC) professionals. Learn more: www.cclacademy.co.uk...
Consumer Duty: Products and Services Outcome, Nigel Sydenham - VCM Video Preview
มุมมอง 55ปีที่แล้ว
In this sample preview from VCM - the Virtual Compliance Mentor, Nigel Sydenham provides a detailed review of first of the four required outcomes under the Consumer Duty - the products and services outcome. Access the full video and more tutorials with VCM - a dedicated, on demand learning platform designed for Compliance & Financial Crime Compliance (FCC) professionals. Learn more: www.cclacad...
Consumer Duty: Culture, Governance and Accountability, Peter Haines - VCM Video Preview
มุมมอง 88ปีที่แล้ว
In this sample preview from VCM - the Virtual Compliance Mentor, Peter Haines provides a thorough review of the expectations placed on the Senior Management team to implement the Consumer Duty and be able to evidence its implementation. Access the full video and more tutorials with VCM - a dedicated, on demand learning platform designed for Compliance & Financial Crime Compliance (FCC) professi...
Consumer Duty: Overview and Scope, Peter Haines - VCM Video Preview
มุมมอง 96ปีที่แล้ว
In this sample preview from VCM - the Virtual Compliance Mentor, Peter Haines provides a comprehensive outline of the FCA’s Consumer Duty, the role that it plays, how it fits in with other FCA initiatives and the key changes that it has introduced. Access the full video and more tutorials with VCM - a dedicated, on demand learning platform designed for Compliance & Financial Crime Compliance (F...
Consumer Duty - An Introduction eLearning Sample
มุมมอง 122ปีที่แล้ว
This interactive eLearning module explains the Consumer Duty in detail and highlights the outcomes expected. It enables learners to understand the behaviours required to comply with the Consumer Duty, and the anticipated outcomes for consumers. To demo the full eLearning module, contact us: www.cclacademy.co.uk/courses/consumer-duty-elearning/?YT&
Identifying PEPs and RCAs, Bruce Viney - VCM Video Preview
มุมมอง 76ปีที่แล้ว
In this sample preview from our new Virtual Compliance Mentor (VCM) platform Bruce Viney provides an overview of the legal terminology and the practical things to consider when assessing whether a customer is a PEP. Purchase the VCM to access the full video and more - www.cclacademy.co.uk/virtual-compliance-mentor/?VCM The Virtual Compliance Mentor is a dedicated, on-demand learning platform de...
Source of Wealth and Source of Funds, Bruce Viney - VCM Video Preview
มุมมอง 203ปีที่แล้ว
Source of Wealth and Source of Funds, Bruce Viney - VCM Video Preview
Liquidity Risk, Peter Haines - VCM Video Preview
มุมมอง 25ปีที่แล้ว
Liquidity Risk, Peter Haines - VCM Video Preview
Product Governance, Nigel Sydenham - VCM Video Preview
มุมมอง 149ปีที่แล้ว
Product Governance, Nigel Sydenham - VCM Video Preview
Whistleblowing, Peter Haines - VCM Video Preview
มุมมอง 24ปีที่แล้ว
Whistleblowing, Peter Haines - VCM Video Preview
Individual Conduct Rules, Peter Haines - VCM Video Preview
มุมมอง 79ปีที่แล้ว
Individual Conduct Rules, Peter Haines - VCM Video Preview
Non-Financial Misconduct, Nigel Sydenham - VCM Video Preview
มุมมอง 25ปีที่แล้ว
Non-Financial Misconduct, Nigel Sydenham - VCM Video Preview
Case Study: SPACs, Martin Mitchell - VCM Video Preview
มุมมอง 22ปีที่แล้ว
Case Study: SPACs, Martin Mitchell - VCM Video Preview
Company Metrics, Martin Mitchell - VCM Video Preview
มุมมอง 20ปีที่แล้ว
Company Metrics, Martin Mitchell - VCM Video Preview
Fund Manager Case Study - Fraud Triangle, Martin Mitchell - VCM Video Preview
มุมมอง 49ปีที่แล้ว
Fund Manager Case Study - Fraud Triangle, Martin Mitchell - VCM Video Preview
ABC Risk Assessments, Bruce Viney - VCM Video Preview
มุมมอง 54ปีที่แล้ว
ABC Risk Assessments, Bruce Viney - VCM Video Preview
Corporate Beneficial Ownership, Bruce Viney - VCM Video Preview
มุมมอง 31ปีที่แล้ว
Corporate Beneficial Ownership, Bruce Viney - VCM Video Preview
How do you ensure that your compliance training is not just ticking a box?
มุมมอง 190ปีที่แล้ว
How do you ensure that your compliance training is not just ticking a box?
Concerning Conduct - Quarterly Cases - Key Takeaways from the Q3 2021 edition
มุมมอง 572 ปีที่แล้ว
Concerning Conduct - Quarterly Cases - Key Takeaways from the Q3 2021 edition
Concerning Conduct - Overview of Quarterly Cases from Q3 2021
มุมมอง 292 ปีที่แล้ว
Concerning Conduct - Overview of Quarterly Cases from Q3 2021
Compliance Updater - Key Takeaways from the September 2021 Edition
มุมมอง 272 ปีที่แล้ว
Compliance Updater - Key Takeaways from the September 2021 Edition
Great advice & straight forward honest approach is refreshing
Can you please let me know if the exam is open book?
I have my exam in UK Financial Regulation in a few hours; what you said about the learning objectives has really put me at ease, thank you! Edit: and the part about not needing to get 100%, I've been studying to achieve a minimum of 90% and have probably been stressing myself out for no reason 🤦🏾♂️ again, thank you!🙏🏾
How did your exam go, do you have any tips. I have mine coming up
This greatly helps. Thanks!!!
Thank you so much
excellent session, i liked it really
trillion likes
Thank you so much !
Hi, Could you post a link to the SM&CR FOI paper for reading please,?
The FCA have yet to add the detail to its website, but here is a link to the article from which the summary was drawn: www.ft.com/content/6f19aeb8-bcc3-4a7c-bb8e-35ae2249261b If you are unable to view this article, please send us an email (info@cclacademy.co.uk) and we would be happy to send it to you as an attachment.
Hi! Enjoyed the video. Have you looked into using SMZeus . c o m to increase your subs?
Peter Haines is a true professional and former senior regulator himself who I am proud to say I have worked alongside many years ago. Always insightful, logical and clear this SM&CR webcast demonstrates very well indeed Peter's undoubted skills