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@ronaklodha9531 PG in financial planning is for those who aspire to pursue the under financial planners looking to build a career in financial advisory services. • Finance professionals seeking to enhance their skills and knowledge in personal financial planning. • Individuals working in banking, insurance, and wealth management who want to deepen their understanding of financial planning. • Students pursuing careers in finance, investment management, or related fields who wish to specialize in personal financial advisory services.

@ronaklodha9531 PG program in securities market (RA) is for those who want to make a career as Research Analyst. PG in securities markets (IA) is for those who want to make career as Investment advisor. PG in securities market (PM) is for those who want to make a career as portfolio manager

@continue7984 No. But you can be a 1. partner of a RA/IA in partnership firm or LLP, 2. Director of a company which is RA/ IA, 3. Work under a RA/ IA as a "Person associated with RA/IA

@behindcorporatecurtains tahanks sir

@vivekanandamandal5624 yes. Deposit with scheduled bank as FD and mark lien in favour of RAASB

@@behindcorporatecurtains So sir, deposit amount has to be kept after getting the license? And someone fails to give money then?

@vivekanandamandal5624 primary conditions must be fulfilled for getting RA registration.

Cibil is also checked?

@vishaljha7961 if you are declared as wilful defaulter or fugitive economic offender, then your application is bound to be rejected.

@jitulvslife03 An #FPI needs to apply for #pan in #India. Thus, the tax on FnO is the same as to an Indian entity, but subject to the #DTAA .

You need to have professional qualification in finance, law, accountancy or business administration. As per point number 1 in education

@dasariganesh2718 if registered as AIF , you can raise funds and invest as per sebi (aif) regulation.

@@techneo2023 पर्याय 4 पहा.

@@behindcorporatecurtains बघितले पण मग मला mba किव्हा 5 years चा एक्सपेरियन्स लागल? हा एक्सपेरियन्स जर broker कडे असेल तर चालेल का.

@@techneo2023 हो

@@atulchawla825 email address is incart115@gmail.com

@@behindcorporatecurtains thanks sir

@atulchawla825 at present there's no cap for an research analyst. But there's a cap for investment advisor. The sebi is proposing to cap the fees by the research analyst.

@@behindcorporatecurtains thanks for your reply sir. One more thing can a sebi registered analyst fix his fees on the basis of percentage of profits earned by his client ...

@@b.l.marketanalyst7021 Investment advisor आपकी मुख्य गतिविधि नहीं होनी चाहिए

@@behindcorporatecurtains nhi sir, mere paas advisory ka koi bhi licence nhi hai isliye me kisi ko advice nhi krta... Iss hisab se me el individual retirement advisor ban skta hu... 🙏🏾

@@b.l.marketanalyst7021 read regulation 3 of sebi (investment advisor) regulation 2014

In order to register with #sebi as Persons associated with investment advice, in your specific case, you must ensure that the university or the institution is recognized by the Central Government or any State Government or a recognised foreign university or institution or association. Secondly, you must have an experience of at least two years in activities relating to advice in financial products or securities or fund or asset or portfolio management. For updates visit : rohittendulkar.graphy.com/

@koopeigwer8072 let me know the category and the type under which you propose to register as FPI.. email : incart115@gmail.com

@@behindcorporatecurtains mailed you 🙂

th-cam.com/users/shortsl_g0PKw8BTM?si=4YG450UFsP0_gGuQ Watch the short and search

you can apply As per option 1 and option 2, if you posses the PG degree specified therein. But if your degree or PG degree is not specified, then 5 years experience is required. Refer the video below. th-cam.com/video/mpX4YxlC6LE/w-d-xo.html

Watch the video link given below th-cam.com/video/mpX4YxlC6LE/w-d-xo.htmlsi=1drkIixDAst2ELZy

siportal.sebi.gov.in/intermediary/index.html

Watch the video link to know about the next due date for the program th-cam.com/users/shortsj3iI7f57M_k?si=vPqNwurJtJ3OaxOu

Yes

With respect to your query- an individual is eligible if he holds a professional qualification by obtaining a CFA Charter from the CFA Institute AND experience of at least five years in activities relating to advice in financial products or securities or fund or asset or portfolio management

@@behindcorporatecurtains Thanks for reply. Is experience of mutual fund considered as valid experience in 5 year requirements

@@asht9193an experience of at least five years in activities relating to advice in financial products or securities or fund or asset or portfolio management;

Research analyst सूची से जांचें

Only if your activities are related to financial products or markets or securities or fund or asset or portfolio management

@@behindcorporatecurtains sir are loans and deposits included in financial products ??

@@piyush28 no

Bachelor degree with at least 50% and above for open category. Plus you need to give the competitive exams and lastly on being shortlisted the interview

Means before getting admission in to it I need to give any of the competitive exams without that I won't get admission

th-cam.com/video/mpX4YxlC6LE/w-d-xo.htmlsi=XNT11jc5FvUjcTlo Go through this video. There are 4 options available to become a Research analyst.

For more information visit carohittendulkar.com/tendulkar/

@@behindcorporatecurtains Thank you sir.

Research analyst for talking about securities in . Investment advisor for advice on securities to . Portfolio manager for clients Portfolio of securities

Research analyst for talking about securities in public. Investment advisor for advice on securities to clients. Portfolio manager for handling clients Portfolio of securities

The general answer is yes

If you are falling in option. 1 , then there is no need for experience carohittendulkar.com/tendulkar/

th-cam.com/video/mpX4YxlC6LE/w-d-xo.htmlsi=OQX5FJf59aVezmmH Video on how to become a sebi registered research analyst

For eligibility guide refer the video th-cam.com/video/mpX4YxlC6LE/w-d-xo.html For website to register refer video th-cam.com/video/EW249UlPV7c/w-d-xo.html

Visit website for more information carohittendulkar.com/tendulkar/

@@behindcorporatecurtains thank you

@@Nickcool503 Join FREE Zoom Meeting on 01/10/2023 us05web.zoom.us/j/85287480732?pwd=h7RorIjrPLeQXa7bfEbAj4aFrYlI0E.1 Meeting ID: 852 8748 0732 Passcode: xucXX9

Visit website for more information carohittendulkar.com/tendulkar/

Yes. If you give stock specific advice

@@behindcorporatecurtains ok thanks ..that means on index this rule is not applicable

Different departments are required for each regulated activities under sebi. Also subject to compliance with sebi regulations .

@@behindcorporatecurtains thank you so much sir. if OPC is formed with only one person managing all the departments, would that be ok as far as compliance to the regulations is concerned.

A Chartered Financial Analyst (CFA) charter is a designation given to those who have completed the CFA Program and completed acceptable work experience requirements. So in order to become a Principal office you have to complete all the 3 levels and completed acceptable work experience requirements to get the Chartered Financial Analyst (CFA) charter. In addition you will be required to complete the specified experience requirements.

Fill up the form to understand more forms.gle/7oqTfwNbijuZ73NK6

www.nism.ac.in/pgpipr/

They just discontinued pgdm SM program from this session

Pl fill the google form to understand your requirements. forms.gle/A3GyFCcPsxztbmdL7

Depends on whether you are a Category-1 or Category- 2 FPI, type of investment and the DTAA..

For registration as an IA, a CA is recognized as a professional qualification. The minimum experience clause must be complied with based on whether you want to do IA practice or join a job. As you are a practicing CA , you can give Investment advice to your clients which should be incidental to your main practice.

@TheCharteredTrader Read the Exemption from registration. Regulation 4 (f) Any member of Institute of Chartered Accountants of India, Institute of Company Secretaries of India, Institute of Cost and Works Accountants of India, Actuarial Society of India or any other professional body as may be specified by the Board, who provides investment advice to their clients, incidental to his professional service;